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FINRA Awards for Manuel Batlle

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0326203/17/2016Claimant(s): Manuel Batlle, Cabat Company
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew E. Wolper
Arbitrator(s): Randy R. Freedman, Robert G. Falbisaner, Alberto G. Estrella
Hearing Site: San Juan, PR
Checkmark IconStipulated Award and Expungement

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