| 12-03194 | 02/19/2014 | Claimant(s): Deborah Carney, Deborah Greene, Elizabeth Smith, J. Lee, Janice Peek, John Thomason, Joseph Gibson, Lisa Lee, Mary Frey, Ron Chandonia, Sherry Thomason, Steven Carney, Wanda Messina, T&M Tilt-Up. Profit Sharing Plan
Claimant Lawyers(s): John S. Chapman
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Craig H. Kuglar
Arbitrator(s): Frank W. Virgin, Karla Y. Vogel, Robert A. Dean
Hearing Site: Atlanta, GA
|  | $600 |
| 10-03177 | 05/09/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): James J. McNamara
Respondent(s): David Baum
Respondent Lawyers(s): John H. Peavy
Arbitrator(s): Frank W. Virgin, Cheryl A. Hooks, John F. O'Neill
Hearing Site: Atlanta, GA
| | |
| 08-03264 | 03/11/2010 | Claimant(s): Adam Frank, Isaac Frank, Laurence Frank, Adam Joel Frank IRA, Isaac Frank IRA, Laurence M. Frank IRA, Lois L. Frank, Lois L. Frank IRA
Claimant Lawyers(s): James K. Langdon
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Howard S. Levine, Frank W. Virgin, Andy W. Morgan
Hearing Site: Atlanta, GA
| | $0 |
| 06-05255 | 03/10/2008 | Claimant(s): Anthony Guarraci, Gregory Jones
Claimant Lawyers(s): Joseph Alan White
Respondent(s): E*Trade Securities LLC, Stephen Ehrlich, E*Trade Brokerage Holdings, E*Trade Financial Corporation, E*Trade Professional Trading, ETP Holdings., Lightspeed Professional Trading
Respondent Lawyers(s): Robert C. Varnell
Arbitrator(s): Joel Steven Arogeti, Frank W. Virgin, Mary O. Pitts
Hearing Site: Atlanta, GA
| | |
| 07-01059 | 12/17/2007 | Claimant(s): Edward Tamas
Claimant Lawyers(s): Edward Francis Tamas
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Frank W. Virgin, Deborah A. Jackson, Jacalyn R. Murray
Hearing Site: Atlanta, GA
| | $0 |
