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FINRA Awards for Andy W. Morgan

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0224604/29/2024Claimant(s): Darrin Cohen
Claimant Lawyers(s): Brian Luther
Respondent(s): Triad Advisors LLC
Respondent Lawyers(s): Greg Curley
Arbitrator(s): Andy W. Morgan
Hearing Site: Atlanta, GA
10-0397408/23/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Brian R. Mills
Respondent(s): William Griffin
Respondent Lawyers(s): R. Hal Meeks
Arbitrator(s): Robert H. Putnam, Patrick L. Bellantoni, Andy W. Morgan
Hearing Site: Atlanta, GA
08-0326403/11/2010Claimant(s): Adam Frank, Isaac Frank, Laurence Frank, Adam Joel Frank IRA, Isaac Frank IRA, Laurence M. Frank IRA, Lois L. Frank, Lois L. Frank IRA
Claimant Lawyers(s): James K. Langdon
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Stephen Young
Arbitrator(s): Howard S. Levine, Frank W. Virgin, Andy W. Morgan
Hearing Site: Atlanta, GA
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