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FINRA Awards for William Phillips

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0114204/28/2021Claimant(s): William Phillips
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley DW Inc., UBS Financial Services Inc.
Respondent Lawyers(s): Christopher M. Sacco, Omar Perez
Arbitrator(s): Neil Harvey Smith
Hearing Site: Nashville, TN

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