| 16-00171 | 08/18/2016 | Claimant(s): Edward Cohen, Judith Cohen
Claimant Lawyers(s): Edward Cohen
Respondent(s): Andrew Black, Daniel Digilio, TD Ameritrade.
Respondent Lawyers(s): Amanda Wright
Arbitrator(s): Nickolas F. Monteforte
Hearing Site: Boston, MA
|  | $0 |
| 14-00742 | 08/19/2014 | Claimant(s): Mark Robinson
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Nickolas F. Monteforte
Hearing Site: Manchester, NH
| | $0 |
| 13-01145 | 01/13/2014 | Claimant(s): Jane Haskell
Claimant Lawyers(s): Joseph L. Goodman
Respondent(s): Cantella & Co.., Harborview Investments
Respondent Lawyers(s): Darly T. Stong, William M. Beaudoin
Arbitrator(s): Nickolas F. Monteforte
Hearing Site: Augusta, ME
| | $4,552 |
| 11-03384 | 03/25/2013 | Claimant(s): Daniel Calitri
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Bruce Guarino, Rockwell Global Capital LLC
Respondent Lawyers(s): Martin H. Kaplan
Arbitrator(s): Nickolas F. Monteforte
Hearing Site: Providence, RI
| | Expungement |
| 11-02849 | 01/15/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Joseph Lamonica
Respondent Lawyers(s): Joseph Anthony Lamonica
Arbitrator(s): Nickolas F. Monteforte
Hearing Site: Boston, MA
| | |
| 11-04745 | 05/16/2012 | Claimant(s): Brian Rutherford
Claimant Lawyers(s): Brian J Rutherford
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Nickolas F. Monteforte
Hearing Site: Providence, RI
| | $0 |
| 10-01721 | 04/12/2011 | Claimant(s): Erick Berglund
Claimant Lawyers(s): David Gibbs
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anne M. Moriarty
Arbitrator(s): Nickolas F. Monteforte
Hearing Site: Manchester, NH
| | Expungement |
| 09-05911 | 06/17/2010 | Claimant(s): Robert D. Willcutt, Robert D. Willcutt and Nancy J. Willcutt
Claimant Lawyers(s): Nancy J. Willcutt
Respondent(s): James Healey, UBS Financial Services Inc., Richard Crews
Respondent Lawyers(s): Hasan Ibrahim
Arbitrator(s): Nickolas F. Monteforte
Hearing Site: Boston, MA
| | $213 |
| 05-04702 | 09/27/2007 | Claimant(s): Anthony Petchalonis
Claimant Lawyers(s): Barry H. Dyller
Respondent(s): Gary Crisci, Merrill Lynch Pierce Fenner & Smith Inc., Scott Hartshorn
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Blaine S. Greenfield, Michael D. Neft, Nickolas F. Monteforte
Hearing Site: Philadelphia, PA
| | $0 |
