| 15-00448 | 04/10/2017 | Claimant(s): Sherif Iskander
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Harold M. Brody
Arbitrator(s): Christopher L. Mass, Tim James O'Keefe, Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
| | |
| 14-00632 | 06/15/2015 | Claimant(s): Shahid Karim
Claimant Lawyers(s): Lottie Cohen
Respondent(s): Citigroup Global Markets., Citi Bank, NA
Respondent Lawyers(s): Benjamin A. Tulis, Theresa M. Marchlewski
Arbitrator(s): Mark S. Priver, Richard J. Stall, Christopher L. Mass
Hearing Site: Los Angeles, CA
| | |
| 11-02151 | 10/07/2014 | Claimant(s): Gary Quick, The Quick Family Trust
Claimant Lawyers(s): Gary J. Quick
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David Markun
Arbitrator(s): Gerald F. Corrigan, Michael D. Harrison, Christopher L. Mass
Hearing Site: Los Angeles, CA
|  | $0 |
| 11-00726 | 08/02/2012 | Claimant(s): Janice Warfel, William Warfel, Antietam Industries.
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Robert E. Thompson, Robert L. Chisolm, Christopher L. Mass
Hearing Site: Orlando, FL
| | $233,035 |
