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FINRA Awards for Richard Finelli

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0170101/16/2015Claimant(s): Richard Finelli
Claimant Lawyers(s): Robert J. Girard
Respondent(s): Eaton Vance Distributors.
Respondent Lawyers(s): Robert A. Buhlman
Arbitrator(s): Carolyn V. Quadt, Richard J. Stall, Russell T. Doe
Hearing Site: Los Angeles, CA

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