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FINRA Awards for Frances Lamm-Roberts IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0355110/25/2013Claimant(s): Frances Lamm-Roberts, Frances Lamm-Roberts IRA, Lamm Revocable Trust A
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Wendy R. Robinson
Arbitrator(s): Mandel E. Himelstein
Hearing Site: San Diego, CA
Checkmark IconExpungement

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