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FINRA Awards for Stephen Ledyard

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0249102/11/2021Claimant(s): Stephen Ledyard
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Howard R. Gaines
Hearing Site: Phoenix, AZ
11-0336311/13/2012Claimant(s): David W. Hockersmith
Claimant Lawyers(s): David W. Hockersmith
Respondent(s): Morgan Stanley, Stephen Ledyard
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): William M. Howard
Hearing Site: Phoenix, AZ
Checkmark IconExpungement
10-0573406/17/2011Claimant(s): Jon Ann Hockersmith
Claimant Lawyers(s): Jon Ann Hockersmith
Respondent(s): Morgan Stanley, Stephen Ledyard
Respondent Lawyers(s): Wendy R. Robinson
Arbitrator(s): Virginia H. Wertz
Hearing Site: Phoenix, AZ
Checkmark Icon$17,673

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