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FINRA Awards for David W. Hockersmith

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0336311/13/2012Claimant(s): David W. Hockersmith
Claimant Lawyers(s): David W. Hockersmith
Respondent(s): Morgan Stanley, Stephen Ledyard
Respondent Lawyers(s): Braden O. Wilhelm
Arbitrator(s): William M. Howard
Hearing Site: Phoenix, AZ
Checkmark IconExpungement

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