Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-03378 | 05/30/2014 | Claimant(s): Brian Ricks Claimant Lawyers(s): Brian D. Ricks Respondent(s): Michael Demaria, Northwestern Mutual Investment Services, Respondent Lawyers(s): Jim Grady, Louis H. Castoria Arbitrator(s): Robin Lynn Berry Hearing Site: San Francisco, CA |  | $0 |
| 12-00604 | 12/21/2012 | Claimant(s): Louise Leon Claimant Lawyers(s): Thomas C. Bradley Respondent(s): Dale Grubb, Morgan Stanley & Co. Respondent Lawyers(s): Debra Achkire Arbitrator(s): Robin Lynn Berry Hearing Site: San Francisco, CA | | Expungement |
| 08-01223 | 11/26/2008 | Claimant(s): Arnold Allan Claimant Lawyers(s): Arnold Michael Allan Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Erin K. Fair Arbitrator(s): Robin Lynn Berry Hearing Site: Reno, NV | | $0 |
| 08-00011 | 11/18/2008 | Claimant(s): Lois Grant Claimant Lawyers(s): Lois A. Grant Respondent(s): Dave Samuels, Sagepoint Financial. Respondent Lawyers(s): Barry R. Temkin Arbitrator(s): Robin Lynn Berry Hearing Site: San Francisco, CA | | $0 |
| 07-02385 | 05/29/2008 | Claimant(s): Herbert Lim, Nony Luikito-Kim, Herbert K. Lim & Nony L. Lukito-Kim Jt T, Lukito-Lim Family Trust Claimant Lawyers(s): Herbert K. Lim Respondent(s): Scottrade. Respondent Lawyers(s): Ryan M. Blum Arbitrator(s): Robin Lynn Berry Hearing Site: San Francisco, CA | | $10,263 |