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FINRA Awards for Herbert K. Lim

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0238505/29/2008Claimant(s): Herbert Lim, Nony Luikito-Kim, Herbert K. Lim & Nony L. Lukito-Kim Jt T, Lukito-Lim Family Trust
Claimant Lawyers(s): Herbert K. Lim
Respondent(s): Scottrade.
Respondent Lawyers(s): Ryan M. Blum
Arbitrator(s): Robin Lynn Berry
Hearing Site: San Francisco, CA
Checkmark Icon$10,263

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