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FINRA Awards for JWGenesis Securities.

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0092105/15/2023Claimant(s): John Holly
Claimant Lawyers(s): Samantha Pastor
Respondent(s): JWGenesis Securities., Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Deirdre Wolff, Paul Sankovich
Arbitrator(s): Gerald Silverman
Hearing Site: Boca Raton, FL
22-0051401/09/2023Claimant(s): Eric Lyon
Claimant Lawyers(s): Harris Freedman
Respondent(s): JWGenesis Securities., National Securities Corporation, Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Emily A. Hayes, Michael Naccarato
Arbitrator(s): Louis David Huss
Hearing Site: Boca Raton, FL

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