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FINRA Awards for Osvaldo Carlo Linares

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0124406/12/2019Claimant(s): Sandra Calderon, Bluebird Corporation
Claimant Lawyers(s): Gregg Breitbart, Osvaldo Carlo Linares
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Randi P. Spallina, Roberto C. Quinones
Arbitrator(s): Mary E. Woytek, Allan R. Lazor, Stephen Louis Wright
Hearing Site: San Juan, PR
Checkmark IconExpungement
17-0206406/04/2019Claimant(s): Brenda Sosa Diaz, Brenda D. Sosa & Jose Garcia Ginorio
Claimant Lawyers(s): Osvaldo Carlo Linares
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Douglas Earl McLaren
Hearing Site: San Juan, PR
Checkmark IconExpungement

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