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FINRA Awards for Hallmark Investments.

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0219305/07/2020Claimant(s): William Bernard
Claimant Lawyers(s): William N. Bernard
Respondent(s): Stephen Zipkin, Steven Dash, Hallmark Investments.
Respondent Lawyers(s): Stephen Phillip Zipkin, Steven Gary Dash, Steven Dash
Arbitrator(s): Grant D. Sanders
Hearing Site: Minneapolis, MN
Checkmark Icon$0
10-0555007/02/2012Claimant(s): Donald Paul Braman Trust u/t/a dated 8/1
Claimant Lawyers(s): Peter Ordower
Respondent(s): Michael Burns, Steven Dash, Hallmark Investments.
Respondent Lawyers(s): Michael Burns, Steven Dash
Arbitrator(s): Sheldon I. Saitlin, Joseph D. Savino, Elizabeth C. Burton
Hearing Site: Chicago, IL
Checkmark Icon$75,000

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