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FINRA Awards for William Sheehan

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0090411/11/2020Claimant(s): William Sheehan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Omni Brokerage.
Respondent Lawyers(s): Kevin Bradburn
Arbitrator(s): Lynne M. Reid-McQueen
Hearing Site: New York, NY
20-0090310/19/2020Claimant(s): William Sheehan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Joan M. Traub
Hearing Site: Newark, NJ
13-0017508/26/2014Claimant(s): William Thomas
Claimant Lawyers(s): Howard Rosenfield
Respondent(s): Patrick Clark, William Sheehan
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Sean Alan D'Amico, David D. Vetrane, Charles W. Danis
Hearing Site: Hartford, CT
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