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FINRA Awards for Wayne Wagner

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0300209/01/2022Claimant(s): Wayne Wagner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eleonora Yonge
Arbitrator(s): Linda J. Baer
Hearing Site: Wilmington, DE
20-0270006/14/2021Claimant(s): Wayne Wagner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Louis H Miron
Hearing Site: Wilmington, DE
18-0435809/11/2019Claimant(s): Wayne Wagner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Louis H Miron
Hearing Site: Wilmington, DE

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