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FINRA Awards for Laurel Littman Gothelf

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0127502/02/2024Claimant(s): Ryan Mummert
Claimant Lawyers(s): Michael Bessette
Respondent(s): Prudential Equity Group
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Laurel Littman Gothelf, Michael J Norton
Hearing Site: Albuquerque, NM

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