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FINRA Awards for Eric Moutz

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0141504/20/2021Claimant(s): Russell Shurts
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Triad Advisors LLC, Joseph Michaletz
Respondent Lawyers(s): James A. McGovern, Scott Holcomb
Arbitrator(s): Charles G. Michaels, Marilyn R. Lewis, Eric Moutz
Hearing Site: Denver, CO
Checkmark IconExpungement
18-0385311/25/2019Claimant(s): John Winans
Claimant Lawyers(s): James S. Helfrich
Respondent(s): Michael Fassi, Centaurus Financial.
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Holly Stein Sollod, Donald N. Tolin, Eric Moutz
Hearing Site: Denver, CO
Checkmark Icon$0

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