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FINRA Awards for James Worrell

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0122512/04/2019Claimant(s): James Worrell
Claimant Lawyers(s): Erica Harris
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): David J. Lehr
Arbitrator(s): Robert E. Anderson
Hearing Site: Providence, RI

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