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FINRA Awards for Randi Perry Spailina

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0015608/16/2012Claimant(s): Linda Westerfield, William Westerfield
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spailina
Arbitrator(s): Charles H. Peterson, Francis Frank Fontenot, Brian James Tagtmeier
Hearing Site: New Orleans, LA
Checkmark IconExpungement

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