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FINRA Awards for Alfred D Peters

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0120906/07/2023Claimant(s): Len Ventura
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Andrew W. Sidman
Arbitrator(s): Joan Maxine Secofsky, Keely D. Parr, Alfred D Peters
Hearing Site: New York, NY
Checkmark IconExpungement

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