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FINRA Awards for David M. White

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0101109/30/2019Claimant(s): Jeffrey Foster, Joyce Foster
Claimant Lawyers(s): David M. White
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery Rodgers
Arbitrator(s): Robert J. McDonnell
Hearing Site: Newark, NJ
Checkmark Icon$4,617
18-0400206/28/2019Claimant(s): Estate of Loraine Neitzel
Claimant Lawyers(s): David M. White
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
Checkmark Icon$0
18-0323904/02/2019Claimant(s): Charles Chirico
Claimant Lawyers(s): David M. White
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Mitra E. Niknam
Arbitrator(s): Robert J. McDonnell
Hearing Site: Newark, NJ
Checkmark Icon$0
18-0110611/15/2018Claimant(s): Thomas Jordan
Claimant Lawyers(s): David M. White
Respondent(s): Morgan Stanley, Michael Goldberg, Zachary Goldberg
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Francis Carling
Hearing Site: New York, NY
Checkmark Icon$0
13-0154203/23/2015Claimant(s): Donna Ross
Claimant Lawyers(s): David M. White
Respondent(s): David Lerner Associates., David Lerner, Geoffrey Von Der Linden, Martin Lerner
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Anna M. Fanelli
Hearing Site: New York, NY
Checkmark IconExpungement
12-0388012/12/2014Claimant(s): Maryellen Lurie
Claimant Lawyers(s): David M. White
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
Checkmark IconExpungement
10-0561805/08/2013Claimant(s): Cheryl Star
Claimant Lawyers(s): David M. White
Respondent(s): John Magnesio, UBS Financial Services Inc., Steven Kyriakos
Respondent Lawyers(s): Amy Bard
Arbitrator(s): Sandra J. Mullings, Madelyn A. Levy, Myrna E. DeJesus
Hearing Site: New York, NY
Checkmark IconExpungement
12-0137110/16/2012Claimant(s): Carl Davis
Claimant Lawyers(s): David M. White
Respondent(s): John Miller
Respondent Lawyers(s): John Stenning Miller
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
Checkmark IconDismissed by Rule 12206
06-0528202/29/2008Claimant(s): Laura Franzese, Pat Franzese
Claimant Lawyers(s): David M. White
Respondent(s): Carlin Equities
Respondent Lawyers(s): Andrew P. Weiss
Arbitrator(s): Harvey Barrison, John J. Witkowski, Neal D. Baker
Hearing Site: New York, NY

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