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FINRA Awards for Ricardo Urrutia

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0179702/03/2020Claimant(s): AXA Advisors, AXA Network
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Ricardo Urrutia
Respondent Lawyers(s): Ricardo Enrique Urrutia
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY

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