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FINRA Awards for AXA Network LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0320107/06/2021Claimant(s): Curtis Broom, Joseph Moore
Claimant Lawyers(s): Andrew Allen
Respondent(s): AXA Advisors, AXA Network LLC
Respondent Lawyers(s): Matthew I. Penfield
Arbitrator(s): Fern H Singer
Hearing Site: Birmingham, AL
18-0058605/18/2018Claimant(s): AXA Advisors, AXA Network LLC
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): Abdul Chowdhury
Respondent Lawyers(s): Abdul H. Chowdhury
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY

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