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FINRA Awards for Curtis Broom

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0320107/06/2021Claimant(s): Curtis Broom, Joseph Moore
Claimant Lawyers(s): Andrew Allen
Respondent(s): AXA Advisors, AXA Network LLC
Respondent Lawyers(s): Matthew I. Penfield
Arbitrator(s): Fern H Singer
Hearing Site: Birmingham, AL

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