| 11-03788 | 07/25/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Christopher Skoog
Respondent Lawyers(s): Christopher Douglas Skoog
Arbitrator(s): Robert W. Vernon
Hearing Site: Los Angeles, CA
| | |
| 12-00042 | 07/06/2012 | Claimant(s): Glenda Callanen
Claimant Lawyers(s): Glenda G. Callanen
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jack G. Lerner
Arbitrator(s): Robert W. Vernon
Hearing Site: Los Angeles, CA
|  | $4,575 |
| 09-06443 | 12/28/2010 | Claimant(s): Jeanne Johnson
Claimant Lawyers(s): Glenn J. Campbell
Respondent(s): UBS Financial Services Inc., Wesley Wong
Respondent Lawyers(s): Kathleen Adams
Arbitrator(s): Robert W. Vernon
Hearing Site: Los Angeles, CA
| | $18,500 |
| 08-01386 | 01/25/2010 | Claimant(s): Dale Beaman, Gina Beaman, D and G Momentum
Claimant Lawyers(s): Curt R. Craton
Respondent(s): Ameriprise Financial Services., Walter Coulter
Respondent Lawyers(s): Chad Weaver, Walter Lee Coulter
Arbitrator(s): Martin Mandel, Robert W. Vernon
Hearing Site: Los Angeles, CA
| | $135,037 |
| 08-00539 | 06/04/2009 | Claimant(s): Arun Chaudhuri
Claimant Lawyers(s): Arun K. Chaudhuri
Respondent(s): Jason Tellinghuisen, Jeff Smith, Richard Chun, Rod Gonzales
Respondent Lawyers(s): John L. Erikson
Arbitrator(s): Robert W. Vernon
Hearing Site: Los Angeles, CA
| | $0 |
| 07-00362 | 01/31/2008 | Claimant(s): Jose Ruelas
Claimant Lawyers(s): Paul W. Thomas
Respondent(s): Wachovia Securities, Stephen Wilson
Respondent Lawyers(s): Demian J. Betz, Peter Dolan
Arbitrator(s): John Alen DeRosa, Robert W. Vernon, Frank L. Wolf
Hearing Site: Los Angeles, CA
| | $0 |
| 05-00238 | 12/04/2007 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Paul Clayton
Respondent Lawyers(s): Jeffrey K. Compton
Arbitrator(s): Robert W. Vernon, Paul J. Sipe, Barry E. Kersh
Hearing Site: San Diego, CA
| | |
