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FINRA Awards for Richard D. Pollan

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0121804/05/2012Claimant(s): Robert Olson
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Michael Finnan, Paul Metz, Richard Pollan, Morgan Wilshire Securities.
Respondent Lawyers(s): Peter Dolan, Richard D. Pollan
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
Checkmark Icon$45,000

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