| 12-02491 | 05/08/2015 | Claimant(s): George Carlo, Luis Sepulveda
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): Barry Cassese, Charles Carrillo, Louis Ward, Michael Finnan, Paul Metz, K.C. Ward Financial, Morgan Wilshire Securities.
Respondent Lawyers(s): Charles M. O'Rourke, Robert I. Rabinowitz
Arbitrator(s): Mitchell Jay Bayer, John J. Vesey, Howard A. Baker
Hearing Site: New York, NY
| | |
| 12-01916 | 03/20/2015 | Claimant(s): Barry Cassese
Claimant Lawyers(s): Charles M. O'Rourke
Respondent(s): Charles Carrillo, Louis Ward, Michael Finnan, Paul Metz, K.C. Ward Financial, Morgan Wilshire Securities.
Respondent Lawyers(s): Charles M. O'Rourke, Robert I. Rabinowitz, Robert Van De Veire
Arbitrator(s): Linda Ashley, C. Kenneth Yoblon, Phillip Weitzman
Hearing Site: New York, NY
| | |
| 11-01218 | 04/05/2012 | Claimant(s): Robert Olson
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Michael Finnan, Paul Metz, Richard Pollan, Morgan Wilshire Securities.
Respondent Lawyers(s): Peter Dolan, Richard D. Pollan
Arbitrator(s): Milton N. Gross
Hearing Site: Los Angeles, CA
|  | $45,000 |
