Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-03682 | 10/15/2010 | Claimant(s): James Vogel Claimant Lawyers(s): Thomas H. Tucker Respondent(s): Citigroup Global Markets., Peter Dolan, Troy Rothmann Respondent Lawyers(s): Peter C Dolan, William A. Hohauser Arbitrator(s): Morris J. Levin, Marilyn H. Zuckerman, John Joseph Cotter Hearing Site: Boston, MA |  | $30,000 |
| 07-01200 | 09/02/2009 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Wade Contney Respondent Lawyers(s): Wade Contney Arbitrator(s): Paul G. Cuomo, John Joseph Cotter, James J. Gadarowski Hearing Site: Providence, RI | ||
| 07-01257 | 09/21/2007 | Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): Carrie L Chelko Respondent(s): Thomas Taylor Respondent Lawyers(s): Thomas Howard Taylor Arbitrator(s): John Joseph Cotter Hearing Site: Providence, RI |