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FINRA Awards for Thomas H. Tucker

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0400502/25/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jim Van Dyke
Respondent(s): Silas Atsalis
Respondent Lawyers(s): Thomas H. Tucker
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
09-0368210/15/2010Claimant(s): James Vogel
Claimant Lawyers(s): Thomas H. Tucker
Respondent(s): Citigroup Global Markets., Peter Dolan, Troy Rothmann
Respondent Lawyers(s): Peter C Dolan, William A. Hohauser
Arbitrator(s): Morris J. Levin, Marilyn H. Zuckerman, John Joseph Cotter
Hearing Site: Boston, MA
Checkmark Icon$30,000

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