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FINRA Awards for Michael R. Scott

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0367802/14/2011Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fisher
Respondent(s): John Fenton
Respondent Lawyers(s): Michael R. Scott
Arbitrator(s): Bonny Kathleen Riggs, Kay A. Johnson, CRCP, Judith Hill Henderson
Hearing Site: Seattle, WA
10-0119012/02/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): John Sandstrom
Respondent Lawyers(s): Michael R. Scott
Arbitrator(s): Michael J. Fish
Hearing Site: Seattle, WA
07-0139512/19/2008Claimant(s): Wachovia Securities
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): David Thomas
Respondent Lawyers(s): John A. Bender
Arbitrator(s): Michael R. Scott, Lawrence E. Little, Kay A. Johnson, CRCP
Hearing Site: Seattle, WA

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