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FINRA Awards for John Edward Perry

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0034803/09/2016Claimant(s): Lila Jean Shay, Gerald and Katherine Darnell, Jack and Doris Huber, Robert and Robin Trick, Steven and Deborah Sheldon, William and Debbie Nelson, William and Sandra Burnside
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Mary Helen Mallett
Respondent Lawyers(s): Mary Helen Caprice Mallett
Arbitrator(s): W. Michael Kelley, John Edward Perry, Theodore J. DiSante
Hearing Site: Phoenix, AZ
Checkmark Icon$305,000
12-0209911/12/2014Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Cletus Emeziem
Respondent Lawyers(s): Cletus Enyinia Emeziem
Arbitrator(s): Harvey C. Flodin, Deana S. Peck, John Edward Perry
Hearing Site: Phoenix, AZ

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