| 12-00938 | 08/09/2013 | Claimant(s): Joyashree Guha, Mita Guha, Neela Guha, Tridib Guha
Claimant Lawyers(s): Tridib Guha
Respondent(s): David Taylor, Lucile Weed, Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Starnes
Arbitrator(s): Joseph M. O'Connor, Philip Aaron Tymon, Sean B. Meehan
Hearing Site: San Francisco, CA
|  | Expungement |
| 09-04144 | 06/29/2011 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Paul T. Cahill
Respondent(s): Vince Dimaggio
Respondent Lawyers(s): Daria Dub Carlson
Arbitrator(s): Gary A. Hooker, Sean B. Meehan, James G. Gillivan
Hearing Site: San Francisco, CA
| | |
| 08-02851 | 04/15/2010 | Claimant(s): John Doerner
Claimant Lawyers(s): Tanya Sacks
Respondent(s): Clifford Gamble, Gibbs Brown, Joseph Vassallo, Leland Prussia, Linda Sechser, Richard Boone, Scott Hultsman, Timothy Menezes, EPlanning Securities.
Respondent Lawyers(s): Clifford N. Gamble, Gibbs W. Brown, Joseph J. Ehrlich, Linda M. Sechser, Richard E. Boone, Scott Hultsman
Arbitrator(s): William W. Haskell, Dennis W. Yan, Sean B. Meehan
Hearing Site: San Francisco, CA
| | Expungement |
| 08-04646 | 12/09/2009 | Claimant(s): H. Roark & Associates.
Claimant Lawyers(s): Brad M. Johnston
Respondent(s): PowerChem LLC
Respondent Lawyers(s): Stephen Coontz
Arbitrator(s): Edwin C. Shiver, Fred D. Butler, Sean B. Meehan
Hearing Site: Reno, NV
| | $0 |
| 03-06793 | 12/18/2007 | Claimant(s): McLaughlin, Piven, Vogel Securities
Claimant Lawyers(s): Mark G. Vaughan
Respondent(s): Jimmie Griffith
Respondent Lawyers(s): Tania Rose
Arbitrator(s): Thomas D. Reese, William J. Petzel, Sean B. Meehan
Hearing Site: San Francisco, CA
| | |
