| 17-03042 | 06/28/2019 | Claimant(s): Deborah Scribner, George Scribner, George H. Scribner IRA, Scribner. 401(k) Plan, Scribner Living Trust U/A DTD 05/16/1996, Scribner Inc, Defined Benefit Plan
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Anthony Ross, Wells Fargo Advisors, Lloyd Evans, Wachovia Securities Inc.
Respondent Lawyers(s): Geoff Beckham, Lloyd Glenn Evans
Arbitrator(s): Michael M. Hachigian, Mary M. O'Neil, Bruce Leslie Ishimatsu
Hearing Site: Los Angeles, CA
|  | Expungement |
| 18-02908 | 06/17/2019 | Claimant(s): Marvin Ferguson
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Wachovia Securities Inc.
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
| | |
| 11-02927 | 03/23/2012 | Claimant(s): Philip Paul
Claimant Lawyers(s): Philip Craig Paul
Respondent(s): Wachovia Securities Inc., Sam Macaluso
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Joseph R. Soraghan
Hearing Site: St. Louis, MO
| | Expungement |
