Potomac Analytics' Logo

FINRA Awards for Philip Anthony Pizelo

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0160011/16/2016Claimant(s): Chakorn Phisuthikul, Marilyn Heinemann
Claimant Lawyers(s): Joshua Sisam
Respondent(s): Philip Pizelo, William Swayne, Pacific West Securities., WMS Financial Planners.
Respondent Lawyers(s): John W. Stenson, Philip A. Pizelo, Philip Anthony Pizelo, William Madison Swayne
Arbitrator(s): Elwood C. Avery, Linda A. Cotton, Ann Sattler
Hearing Site: Seattle, WA
Checkmark Icon$1,199,900
14-0185205/24/2016Claimant(s): William Gilmer, William B. Gilmer Living Trust
Claimant Lawyers(s): Kenneth J. Catanzarite
Respondent(s): Erinn Ford, Harold Hilton, Jeffrey Sims, Kathleen Lindeke, Leslie Cannon, Mark Mccloskey, Melissa Andrews, Philip Pizelo, Shanon Ford, Clearview Wealth Management, Pacific West Securities., The Estate of Robert A. Cannon
Respondent Lawyers(s): Harold Scott Hilton, John A. Bender, Justin C. Sawyer, Philip Anthony Pizelo
Arbitrator(s): Douglas Martin Crow, Brian B. Egan, Reuel Kenneth Fish
Hearing Site: Portland, OR
Checkmark IconExpungement
14-0086411/17/2015Claimant(s): Natalija Josimovich
Claimant Lawyers(s): J. Owen Murrin
Respondent(s): Erinn Ford, Philip Pizelo, The Estate of Robert A. Cannon
Respondent Lawyers(s): Diane M. Meyers, Erinn J. Ford, Philip Anthony Pizelo
Arbitrator(s): Greta Glavis, Randy R. Maher, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
Checkmark IconExpungement
13-0194211/06/2015Claimant(s): Nancy Jensen, Steven Jensen, Padre Resorts.
Claimant Lawyers(s): Bradd L. Milove, Jacob Pyle
Respondent(s): Erinn Ford, Mark McCloskey, Philip Pizelo, Shanon Ford, Willis Cole, Pacific West Securities.
Respondent Lawyers(s): Erinn June Ford, John A. Bender, Mark Thomas McCloskey, Philip A. Pizelo, Philip Anthony Pizelo, Shanon Lane Ford
Arbitrator(s): Elwood C. Avery, Richard L. Warner, Dante Lee Montoya
Hearing Site: Seattle, WA
Checkmark Icon$0

4 Results

Display: