| 16-01564 | 06/26/2017 | Claimant(s): Daniel Oleary, Jennifer Oleary, Patrick Oleary, Sandra Oleary
Claimant Lawyers(s): Daniel Gwertzman
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Renan I. Sugarman
Arbitrator(s): Mark L Miller, Robert S. Sugarman, Raymond P. Buschmann
Hearing Site: Chicago, IL
|  | $0 |
| 14-03577 | 05/16/2017 | Claimant(s): Manasquan Plaza., Estate of Lambros Constantinou
Claimant Lawyers(s): Daniel Gwertzman
Respondent(s): Steros Christoforou, Clark Dodge & Co..
Respondent Lawyers(s): Don Torrillo, Robert M. Bursky
Arbitrator(s): Charles L. Prothero, Edith M. Novack, William H. Steinhart
Hearing Site: Newark, NJ
| | $0 |
| 15-00963 | 11/22/2016 | Claimant(s): Carl Alexen, Kristy Crouch, Louis Morales, Luis Mendez, Marianne Kuzneski, Martha Phillips, Mary Steele, Michel Sanner, Mildred Jazmin, Mitsi Yoss, Phyllis Kuo, Sonia Johnson, Suzette Cohen, Timothy Wassil, Verna Papotta, Wesley Kuo, William Kuzneski, Christel Vincth IRA, Martha Phillips IRA, Ronald Turner IRA, et al
Claimant Lawyers(s): Adam J. Gana, Adam J. Weinstein, Daniel Gwertzman
Respondent(s): Wilson-Davis & Company.
Respondent Lawyers(s): Mark O. Van Wagoner
Arbitrator(s): Kenneth E. Owen, Eric Gad Forster, Daniel James Yee
Hearing Site: Los Angeles, CA
| | $99,441 |
| 15-00297 | 07/14/2016 | Claimant(s): Leah Hancock, LH Publishing LLC
Claimant Lawyers(s): Daniel Gwertzman
Respondent(s): Berthel, Fisher & Company Financial Serv
Respondent Lawyers(s): Vincent D. Louwagie
Arbitrator(s): I. Douglas Dunipace, Howard W. Shannon, Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
| | $125,300 |
