Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-00286 | 03/03/2015 | Claimant(s): Jon Arnold Claimant Lawyers(s): Douglas R. Jennings Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kirsten Patzer Arbitrator(s): C. Robert Rittberger, Amy L. Wachs, Kevin Brodar Hearing Site: Cleveland, OH | ||
| 08-00951 | 11/20/2008 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Will Stute Respondent(s): Richard McCrea Respondent Lawyers(s): Richard Porter McCrea Arbitrator(s): Peter L. Pointer, Jay S. Ferrier, C. Robert Rittberger Hearing Site: Cleveland, OH | ||
| 07-02907 | 11/06/2008 | Claimant(s): Lorraine Moskal, Lorraine Moskal IRA, Lorraine Moskall 2002 Trust Claimant Lawyers(s): Willliam H. Falin Respondent(s): Ameriprise Advisor Services., Gregory Vanek Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): C. Robert Rittberger, Jason C. Blackford, Ralph A. Beard Hearing Site: Cleveland, OH |  | $0 |