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FINRA Awards for Robert Dunn

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0261112/23/2022Claimant(s): Robert Dunn
Claimant Lawyers(s): Mitchell G. Mandell
Respondent(s): Eric Yamin
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Joan M. Traub, David Francis MacNair, Ronald Harris Kisner
Hearing Site: New York, NY
20-0270810/04/2021Claimant(s): Robert Dunn
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Linda J. Baer
Hearing Site: New York, NY
09-0470802/04/2010Claimant(s): Robert Dunn
Claimant Lawyers(s): Robert E. Dunn
Respondent(s): LPL Financial LLC, Stephen Lomsdalen
Respondent Lawyers(s): Kirsten Patzer
Arbitrator(s): William M. Howard
Hearing Site: Phoenix, AZ
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