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FINRA Awards for Matthew T. Wholey

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0124607/27/2015Claimant(s): Joanne Almonte
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Matthew T. Wholey
Arbitrator(s): James J. O'Donnell, Josefa Antonia Sicard-Mirabal, Ronald Harris Kisner
Hearing Site: New York, NY
12-0028902/06/2013Claimant(s): Alison Kaylor
Claimant Lawyers(s): Alison Jane Kaylor
Respondent(s): Chase Investment Services Corp., Ryan Bible
Respondent Lawyers(s): Matthew T. Wholey
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
Checkmark Icon$213

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