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FINRA Awards for Trent L. Rosenthal Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0112704/28/2023Claimant(s): Trent L. Rosenthal Trust
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Francis Joseph Bourgeois, Julie Marie Miller, Edwin Kisiel
Hearing Site: Houston, TX
Checkmark IconExpungement

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