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FINRA Awards for Rena E. Grossfield

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0125503/02/2023Claimant(s): Serge Parakhnevich
Claimant Lawyers(s): Thomas J. McCabe
Respondent(s): Aegis Capital Corp., PHX Financial.
Respondent Lawyers(s): Kevin Meade, Phillip McKie
Arbitrator(s): Lise Gabrielle Hunter, Rena E. Grossfield, April D. Bowie
Hearing Site: New York, NY
15-0037204/08/2016Claimant(s): Ileane Scopinsky, Sheldon Scopinsky
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Leah G. Rabinowitz, Rena E. Grossfield, James S. Hazard
Hearing Site: New York, NY
Checkmark Icon$0
05-0651601/25/2008Claimant(s): Heinz Haenggeli
Claimant Lawyers(s): W. Scott Grecco
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Rena E. Grossfield, Stephen M. Gross, Christine Moore
Hearing Site: New York, NY
Checkmark IconStipulated Award and Expungement

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