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FINRA Awards for Ernesto V. Luzzatto

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0082903/19/2024Claimant(s): Qi Wang
Claimant Lawyers(s): Qi Wang
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): Ernesto V. Luzzatto, Jeanne M. Keefe, Gregory J. Getz
Hearing Site: New York, NY
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21-0198112/23/2022Claimant(s): Robert Minikes
Claimant Lawyers(s): Jeffrey L. Liddle
Respondent(s): Mizuho Securities USA LLC
Respondent Lawyers(s): Edward M. Yennock
Arbitrator(s): Dora M. Lassinger, Donald N. Cohen, Ernesto V. Luzzatto
Hearing Site: New York, NY

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