Potomac Analytics' Logo

FINRA Awards for Andy Schwartz

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 1 out of 1 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0111612/10/2021Claimant(s): Andy Schwartz
Claimant Lawyers(s): John D. Stewart
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Patricia Kathleen Costello
Hearing Site: Jersey City, NJ

1 Results

Display: