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FINRA Awards for Joseph R. Lally

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0168401/13/2012Claimant(s): Britta Chojnacki, David Brill, Walter Chojnacki
Claimant Lawyers(s): Liam O'Brien
Respondent(s): Christopher Shufeldt, La Salle St. Securities, L.L.C., Kimball & Cross Investment Mgmt Corp.
Respondent Lawyers(s): James D. Fornari, John C. Clifford, Matthew M. Showel
Arbitrator(s): Gordon E. Wright, Joseph L. Farrell, Joseph R. Lally
Hearing Site: Philadelphia, PA
Checkmark Icon$42,800
10-0303112/31/2010Claimant(s): Robert Seiwell
Claimant Lawyers(s): Robert L Seiwell
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Joseph R. Lally
Hearing Site: Philadelphia, PA
Checkmark Icon$0
09-0386412/24/2009Claimant(s): The Estate of Rena Grad Trust by Warren, Lynn H. Grad IRA, Warren C. Grad IRA
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Joseph R. Lally
Hearing Site: Philadelphia, PA
Checkmark Icon$213

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