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FINRA Awards for Lynn H. Grad IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0386412/24/2009Claimant(s): The Estate of Rena Grad Trust by Warren, Lynn H. Grad IRA, Warren C. Grad IRA
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): Joseph R. Lally
Hearing Site: Philadelphia, PA
Checkmark Icon$213

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