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FINRA Awards for Sean Bies

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0237703/13/2009Claimant(s): Dolores Gardella
Claimant Lawyers(s): John D'Amato
Respondent(s): Charles Schwab & Co.., Sean Bies
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Joseph L. Bernstein
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement

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