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FINRA Awards for Lewis J. Levey

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0080011/12/2013Claimant(s): SunTrust Investment Services.
Claimant Lawyers(s): Andrew Froman
Respondent(s): Richard Rodriguez
Respondent Lawyers(s): Richard Rodriguez
Arbitrator(s): Lewis J. Levey
Hearing Site: Miami, FL
12-0070402/25/2013Claimant(s): Kenneth and Lorraine DeBritto
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Lewis J. Levey
Hearing Site: Ft. Lauderdale, FL
Checkmark IconDismissed by Rule 12206
11-0017902/22/2012Claimant(s): Eduardo Morkunas
Claimant Lawyers(s): Eduardo Morkunas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): William McCourt Schmitt
Arbitrator(s): Lewis J. Levey
Hearing Site: Miami, FL
Expungement
11-0017802/03/2012Claimant(s): Eduardo Morkunas
Claimant Lawyers(s): Eduardo Morkunas
Respondent(s): Jose Delgado, Morgan Keegan & Company.
Respondent Lawyers(s): Michael P. Peterson, William McCourt Schmitt
Arbitrator(s): Lewis J. Levey
Hearing Site: Miami, FL
Expungement
10-0228912/09/2010Claimant(s): Deborah Moller
Claimant Lawyers(s): Deborah A Moller
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Neil P. Murphy
Arbitrator(s): Lewis J. Levey
Hearing Site: Miami, FL
Checkmark Icon$0

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