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FINRA Awards for Douglas Mark Polley

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0147512/12/2023Claimant(s): D.A. Davidson & Co.
Claimant Lawyers(s): Nancy L. Hendrickson
Respondent(s): Kevin Arvoy
Respondent Lawyers(s): Kevin Michael Arvoy
Arbitrator(s): Elizabeth Gilbert, Charles Platto, Douglas Mark Polley
Hearing Site: New York, NY

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