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FINRA Awards for Mark A Tepper

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0405109/25/2019Claimant(s): Tanya Coffeen
Claimant Lawyers(s): Mark A Tepper
Respondent(s): Raymond, James & Associates., D.A. Davidson & Co.
Respondent Lawyers(s): Elizabeth Lowery, Stanton A. Fears
Arbitrator(s): John Burritt McArthur
Hearing Site: San Francisco, CA
Checkmark Icon$69,554
16-0200302/01/2017Claimant(s): Andrew Scott Greene TTEE for Andrew Scot
Claimant Lawyers(s): Mark A Tepper
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Alex J. Sabo
Arbitrator(s): Steven R. Reininger
Hearing Site: Miami, FL
Checkmark Icon$27,868

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